• Skip to primary navigation
  • Skip to main content
  • Skip to primary sidebar
  • Skip to footer

Financial Litigation HomepageFinancial Litigation

Call For An Initial Case Evaluation

416-769-4107
  • Home
  • Attorneys
    • Eli Karp
    • Eli Smolarcik
  • Our Services
    • Commercial Mortgage Litigation
    • Estate Litigation
    • Family Law Appeals
    • Family Law Financial Litigation
    • Financial Torts
    • Insolvency Litigation
    • Partnership Disputes
    • Real Estate Disputes
    • Securities Litigation
    • Other Areas Served
      • Hamilton
      • Markham
      • Milton
      • St. Catharines
      • Woodbridge
  • Reviews
  • Latest News & Insights
  • Contact Us
CALL US NOW
EMAIL US NOW
Safe & Secure Consultation
Effective Crisis Management
ExceptionalService
Prepare You & Your Family
Protect Your Future
The Best Way You Can!
Start My Case Evaluation
10+ YearsExperience

Toronto Commercial Litigation Boutique for Securities Broker and Dealer Disputes

Investment advisors, securities brokers, and dealers are all legally required to provide accurate information to their clients, and to ensure the securities sold to their clients are suitable for those clients. When these professionals fail to do so, there can be serious financial repercussions. Victims of misrepresentation, securities fraud, and professional negligence on the part of their advisors need experienced legal advice from a lawyer that understands complex financial disputes and securities law, and who can quickly help resolve the problem.

Financial Litigation is a boutique Toronto law firm with a unique focus on financial and business litigation. We exclusively advise clients about the legal and financial implications of a business dispute and are dedicated to handling their matters with an eye to protecting their financial well-being.

What are the grounds for a claim against a securities broker or dealer?

Clients often make their personal risk appetite clear to their investment advisors. In any transaction or professional relationship, securities brokers and dealers have certain duties and obligations with respect to their principal, including adhering to their instructions and preferences regarding risk. Failure to execute their duties with the appropriate level of professional skill may give rise to legal liability.

At Financial Litigation, we can advise clients about potential claims arising from:

  • Fraud or misrepresentation;
  • Breach of contract;
  • Negligence;
  • Breach of fiduciary duty;
  • Failure to supervise;
  • Churning;
  • Discretionary trading; or
  • Lack of suitability.

Dedicated securities litigators advising individuals in broker and dealer claims

Where a broker or dealer’s actions have resulted in a financial loss, a principal may have grounds for a legal claim to recover financial damages. Eli Karp has an extensive background handling securities disputes, and brings a deep understanding of the relevant obligations and duties that may have been breached by a broker or dealer. With broad financial litigation experience, we work with our clients to develop an understanding of their individual goals, and build a legal strategy that reflects their financial best interests.

Responsive and insightful securities litigation advice when you need it

Financial Litigation provides clients with timely and responsive legal advice whenever it is needed. We are available seven days a week to answer questions and ensure that nothing gets overlooked. To schedule a consultation, contact us online or by calling 416-769-4107 x1.

    Safe & Secure
    No Obligation Case Evaluation





    Latest News

    What Should I Know About Common Real Estate Disputes When...

    Jan 15, 2022
    By: Financial Litigation

    … Read More

    What Are Different Types of Business Torts in Toronto?

    Dec 14, 2021
    By: Financial Litigation

    … Read More

    What is a Breach of Fiduciary Duty?

    Nov 30, 2021
    By: Financial Litigation

    … Read More

    What is Commercial Mortgage Litigation?

    Oct 30, 2021
    By: Financial Litigation

    … Read More

    Testimonials

    Avi J.
    Toronto, ON

    Eli is an excellent lawyer, completely defended my interest when I was wrongfully sued for breach of contract. Eli resolved the issue at no cost. Once they knew I had good representation, they backed down. Highly recommend.

     
    Daniel B.
    Toronto, ON

    Eli Karp is a wise and effective lawyer for business disputes. He is a great communicator and negotiator. His calm demeanor and strategic advice are a dynamic combination. Most importantly he has the respect of the court and opposing counsel.

     
    Ari K.
    Toronto, ON

    Eli Karp is an excellent lawyer. I had an urgent legal issue, and he was able to get me a court hearing on an expedited basis. He and his team worked hard to ensure that our issue was adjudicated on clear and well prepared materials on a very t (...)

     
    Read More
    Financial Litigation
    • 1186 Eglinton Ave W #201
      Toronto, ON M6C 2E3
    • 416-769-4107
    • [email protected]
    Click to activate map

    © 2022 Financial Litigation, All Rights Reserved | Terms of Service | Sitemap | Privacy Policy
    Connect With Us: